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Arrive early and attend MBA's Mergers & Acquisition Workshop on January 28, 2019. This is a pre-conference event offered exclusively to IMB Conference attendees. View the workshop agenda and register here.

Schedule subject to change.

Note: Meeting rooms may change, so please refer to the on-site program for final locations.

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Wednesday, January 30, 2019

  • Business Operation and Compliance Track: Compliance in an Era of Decreasing Profit Margins and CFPB Uncertainty

    Location: Bayview,
    Bay Level


    Speaker(s)

    Mitchel H. Kider, Chairman and Managing Partner, Weiner Brodsky Kider PC

    Joshua Weinberg, Executive Vice President, Compliance, First Choice Loan Services, Inc.

    Lisa Klika, Chief Compliance Officer and Senior Vice President, Guild Mortgage Company

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    Evaluate your company’s compliance strategy in an era of tighter margins and decreased regulation by the Consumer Financial Protection Bureau (CFPB). Good compliance is good business, and this session will discuss the top compliance issues that you should prepare for in 2019.

    Speaker(s)

    Mitchel H. Kider, Chairman and Managing Partner, Weiner Brodsky Kider PC

    Mitchel H. Kider is the Chairman and Managing Partner of Weiner Brodsky Kider PC, a national law firm specializing in the representation of financial institutions, residential homebuilders, and real estate settlement service providers. In his 36 years as a practicing attorney, Mitch has represented banks, mortgage companies, homebuilders, credit card issuers, and other financial service companies in a broad range of litigation and regulatory and compliance matters. He represents clients in investigative and enforcement actions before the Consumer Financial Protection Bureau, Department of Housing and Urban Development, Department of Veterans Affairs, Department of Justice, Federal Trade Commission, Ginnie Mae, Fannie Mae, Freddie Mac, and various state and local regulatory authorities and Attorneys General offices. Mitch speaks frequently on regulatory and litigation matters before trade associations and other industry groups. He is a Fellow of the American College of Consumer Financial Services Lawyers, and a Faculty Fellow of the Mortgage Bankers Association. Mitch is the author of six books pertaining to residential mortgage finance and also has written numerous law review and real estate journal articles on the subject. His most recent books are Consumer Protection and Mortgage Regulation Under Dodd-Frank (West/Thomson Reuters 2017) and Real Estate and Mortgage Banking: A New Era of Regulatory Reform (West/Thomson Reuters 2017-2018).

    Joshua Weinberg, Executive Vice President, Compliance, First Choice Loan Services, Inc.

    Joshua Weinberg is a nationally recognized speaker, author, consultant, and leader in mortgage lending; specializing in integrating compliance and technology. He is currently Executive Vice President of Compliance, and has lead compliance since 2009 at First Choice Loan Services Inc., a Berkshire Bank Company, America’s Most Exciting Bank® He works closely with Federal and State Regulators including the CFPB, FDIC, CSBS/AARMR, and the HUD/FHA and participates with many industry associations. He is the immediate past Chair of the Mortgage Bankers Association’s Regulatory Compliance Committee, a member of ABA’s Residential Markets Committee, was previously Vice Chairman of the Board of Directors for MISMO, and remains a member of the Registered Institutions Working Group for the NMLS, and an Advisory Board Member and Compliance Expert for Mortgage Compliance Magazine. Weinberg also consults privately for some of the top mortgage technology vendors in the country. Previously he worked for a major LOS vendor where he was in charge of Compliance, Government Loan programs and Reverse Mortgages. He has worked in retail banking environments and also worked independently as the owner of a mortgage broker company.

    Lisa Klika, Chief Compliance Officer and Senior Vice President, Guild Mortgage Company

    As chief compliance officer, Lisa Klika is responsible for Guild Mortgage’s risk management, compliance, quality assurance and legal functions.  Her responsibilities include managing state and federal regulatory agency filings, licensing, inquiries and audits, and analyzing regulatory changes and areas of risk to ensure Guild continues its commitment to customer service while advancing new compliance standards. She directs policy, operational and corresponding technology enhancements to meet multiple regulatory requirements, including the SAFE Act, RESPA reform and the Dodd Frank Act.  Ms. Klika joined Guild in 2003 as a compliance analyst. She held multiple positions with the company, including quality assurance analyst and quality assurance manager, before she was promoted to vice president in 2007. She was named senior vice president in 2013.  Ms. Klika has been active in the mortgage industry throughout her career. She was named to the Mortgage Bankers Association Future Leaders program in 2007 and to the California Mortgage Bankers Association Future Leaders program in 2009. She served on the MBA Residential Board of Governors Advisory Committee in 2010-11 and was chair of the MBA Regulatory Compliance Committee from 2010-13. She currently serves as the vice chair of the MBA State Legislative and Regulatory Committee.