Regulatory Compliance

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Monday, September 13, 2021

  • Trending Issues Track: Data Privacy and Security

    Location: Independence Ballroom I,
    Independence Level


    Speaker(s)

    David Shirk, Managing Member, Shirk Law PLLC

    Kim Phan, Partner, Ballard Spahr LLP

    Michael Kieval, Partner, Weiner Brodsky Kider PC

    Blake Chavis, Associate Regulatory Counsel, Mortgage Bankers Association

    As the legal landscape governing consumer data continues to evolve at both the state and federal level, institutions’ compliance responsibilities with respect to consumer data privacy and security have become an increasingly important topic. Our panel of experts will discuss the trends and emerging issues influencing this area of compliance and provide their thoughts on what institutions can expect going forward.

    Speaker(s)

    David Shirk, Managing Member, Shirk Law PLLC

    David Shirk is the managing member of Shirk Law PLLC. He represents financial institutions, retail and wholesale mortgage bankers, lead generators, and software vendors. David advises innovating clients on state and federal regulatory compliance, licensing, originator compensation, and responding to exams or Bureau investigations. Prior to joining LotsteinLegal in 2011, which changed its name to Shirk Law in 2020, David spent 20 years in executive roles at mortgage companies. Including as functional architect of Countrywide’s next generation loan origination system. David is admitted to the bar in ten states. He holds a J.D. and an MBA.

    Kim Phan, Partner, Ballard Spahr LLP

    Kim Phan counsels clients on privacy and data security law in areas including the Gramm-Leach-Bliley Act (GLBA), the Fair Credit Reporting Act (FCRA), the Telephone Consumer Protection Act (TCPA), and other federal and state privacy and data security statutes and regulations, including the California Consumer Privacy Act (CCPA). Her work in this area encompasses strategic planning and guidance for companies to incorporate privacy and data security considerations throughout product development, marketing, and implementation. She also assists companies with data breach prevention and response, including establishing effective data security programs prior to a breach and the assessment of breach response obligations following a breach.

    Michael Kieval, Partner, Weiner Brodsky Kider PC

    Michael Y. Kieval is a Partner at financial services boutique Weiner Brodsky Kider PC, in Washington, DC, and represents companies in the financial services and mortgage industries nationwide in state and federal litigation and government investigations, including CFPB examinations and enforcement actions. In addition to providing regulatory compliance advice to clients large and small, Michael’s practice includes general business and commercial litigation and defending consumer class actions, suits under state consumer protection statutes, and claims under federal statutes, including the False Claims Act, RESPA, TILA and the TCPA. Michael regularly speaks to industry audiences about mortgage regulations and compliance, cybersecurity, the CFPB, and litigation trends.

    Blake Chavis, Associate Regulatory Counsel, Mortgage Bankers Association

    Blake Chavis serves as Associate Regulatory Counsel with the Mortgage Bankers Association’s (MBA) Residential Policy and Member Engagement department. He provides policy advocacy and legal analysis focusing on Federal consumer financial laws governing mortgage origination.  In addition, he helps coordinate MBA’s Legal Issues and Regulatory Compliance Committee, Regulatory Compliance Subcommittee, as well as several issue-specific working groups. Prior to joining MBA, he spent four years as an examiner with the National Credit Union Administration (NCUA). In this capacity he supervised federally insured credit unions of varying sizes throughout Michigan, Wisconsin and New York. While at the NCUA he helped draft examiner guidance on regulatory compliance issues and served as a trainer for new examiners. Blake is a graduate of University of Louisville Louis D. Brandeis School of Law and Miami University.

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