MBA Education Checklist for Effective Compliance Management Systems Webinar May 15

MBA Staff

April 16, 2018


MBA Education presents a new webinar, A Checklist for Effective Compliance Management Systems, on Tuesday, May 15 from 2:00-3:30 p.m. ET.

This informative webinar provides an introduction and high-level run-through of the basic components for an acceptable Compliance Management System. Panelists will set the stage for the key areas that compliance managers and senior management need to focus on to ensure expectations set forth by regulators and GSEs are met. Everything from a robust set of policies and procedures, staff training, cybersecurity and disaster planning will be covered. Companies who are still defining or refining their CMS and those that have an established CMS but that are looking to stay up-to-date with the latest trends will benefit from this conversation.

Objectives
How to develop and maintain comprehensive and compliant polices & procedures
Developing an internal audit plan for elements of the CMS
Key compliance regulations to consider (RESPA; ECOA; Fair Lending; etc.)
Vendor Management
Physical and data security pans
Disaster Planning and Business Continuity
Advertising and Social Media Compliance
Underwriting Policies
Quality Control
Servicing
Documentation of Procedures for Compliance
Testing of the Effectiveness of Procedures and Documentation

Speakers
West Beibers, CMB, President, The Commonwealth Group
Matthew Murphy, AMP, Senior Consultant, The Commonwealth Group

Who Should Attend
Compliance Officers and Staff
Internal Audit Personnel
Quality Control Managers
Fair Lending Personnel
Executive Management

Login instructions will be sent to paid attendees in advance of the webinar. All paid attendees will receive a copy of the audio recording and PowerPoint deck at the conclusion of the webinar.

To register, click https://store.mortgagebankers.org/ProductDetail.aspx?product_code=E2181716AK/REGIS.

For more information, click https://www.mba.org/store/events/webinar/a-checklist-for-effective-compliance-management-systems.

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