Live Stream - Regulatory Compliance Conference

Grand Hyatt, Washington, DC

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Member Price $499.00 $499.00 $499.00
Non-Member Price $699.00 $699.00 $699.00


Not able to attend MBA's Regulatory Compliance Conference this year?

MBA is pleased to offer a special opportunity to attend key informational sessions on Sunday, September 16 and Monday September 17 without leaving your desk.

Now you don't have to miss the action or the important discussion with peers and experts just because you aren't in D.C.

Register now to virtually attend the following sessions simulcast via video live from the conference, or watch the recordings later when it's convenient for you. After you register, you will receive detailed instructions from our service provider on how to login:

MBA's Regulatory Compliance Conference Livestream is intended to meet up to 8.75 CLE credit requirement upon approval by applicable state bar licensing entities. Attendees will be provided a certificate of attendance for self-reporting.

Sunday, September 16th

12:30 PM - 1:45 PM

EMERGING COMPLIANCE RISK TRACK: Lending to Borrowers Employed by the Legal Marijuana Business

Caught between federal and state law, mortgage lenders find it challenging to lend to those employed by state law authorized marijuana-based business. Hear experts discuss the latest developments in this area.

2:00 PM - 3:15 PM

EMERGING COMPLIANCE RISK TRACK: Lending to Nontraditional Borrowers

This session will focus on the legal issues that create compliance challenges around lending to nontraditional borrowers, including immigrants, borrowers employed by the gig economy, nontraditional wage earners, multigenerational households and more.

3:30 PM - 4:45 PM


The Acting BCFP director has encouraged states to be active enforcers of consumer protections. State Unfair and Deceptive Acts and Practices (UDAP) laws are an important tool that can be used. Learn the state UDAP theories and how they are being applied.

4:45 PM - 6:00 PM

EMERGING COMPLIANCE RISK TRACK: Anti-Money Laundering, Know your Customer and Fraud

There continues to be focus on mortgage companies to ensure that borrower information is correct and to detect fraud and money laundering. Learn the recent trends in fraud and how to stay on top of AML and KYC requirements.

Monday, September 17th

APPLIED COMPLIANCE TRACK: Trends in RESPA Section 8 Compliance

RESPA Section 8 and the associated issues-marketing services agreements, joint ventures, etc.-are increasingly a focus of the industry following the PHH decision. Experts consider various practices to discuss the state of RESPA following the decision and offer thoughts on how to navigate the uncertain landscape. 2:15 PM - 3:30 PM

APPLIED COMPLIANCE TRACK: Ongoing Compliance Challenges of Social Media

Social media marketing is a key tool for loan originators and companies that are seeking to increase production volumes. This activity is heavily regulated and monitoring employees social media can be a challenge for compliance professionals. This panel walks through common social media scenarios to illustrate the latest requirements and how to build effective systems to ensure enterprise compliance. 3:45 PM - 5:00 PM


This session presents scenarios that may present violations to the Unfair Deceptive and Abusive Acts and Practices (UDAAP) rule. Attend this session to test your analysis of the situation against the experts and learn key principles for conducting UDAAP analysis.


PHOTO/VIDEO DISCLAIMER: By registering for and attending this event, you agree that your image and voice recording may be used at any time, without further notification, for printed materials, web sites, social media, live-streaming, webcasts, and other marketing and educational purposes.