CE: MLO Temporary Authority Resource Guide

Member Price: $500.00

Nonmember Price: $1,000.00

Product Code: DL2-011544-WC-W

Purchase

MBA Compliance Essentials: MLO Temporary Authority Resource Guide ©2019

Summary:

The MBA Compliance Essentials MLO Temporary Authority Resource Guide acts as single point of reference to help you and your organization manage your policies and procedures for implementing Temporary Authority. The guide starts with a summary of the law to help state the stage. The guide then covers actionable information surrounding implementation of Temporary Authority on the NMLS, a deep-dive on compliance implications and risks, and key state law considerations and differences. The guide then concludes with model policies and procedures, a checklist for implementation, and consolidated supplemental resources.

Developed by:

  • Haydn J. Richards, Jr., Partner, Bradley Arant Boult Cummings, LLP
  • Bob Niemi, CMB, Senior Advisor, Bradley Arant Boult Cummings, LLP

Chapters include:

  • Overview of the Economic Growth, Regulatory Relief, and Consumer Protection Act
  • Statutory Background of SAFE and Modifications made by Section 106
  • Review Implementation of Temporary Authority on the NMLS
  • Summary of Compliance Implications
  • State Law Considerations
  • Model Draft Policies and Procedures
  • Procedures Checklist
  • Appendix of Resources
  •  

Notes

*** MBA Compliance Essentials guides are available in electronic format only.

Contact Info