CE: MLO Temporary Authority Resource Guide

Member Price: $500.00

Nonmember Price: $1,000.00

Product Code: DL2-011544-WC-W

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MBA Compliance Essentials: MLO Temporary Authority Resource Guide ©2019

Summary:

The MBA Compliance Essentials MLO Temporary Authority Resource Guide acts as single point of reference to help you and your organization manage your policies and procedures for implementing Temporary Authority. The guide starts with a summary and interpretations of the law to help state the stage. The guide then provides practical answers to questions every company will encounter, tips for best practices, a summary of risks presented by Temporary Authority, and resources every company should know. The guide then concludes with model policies and procedures that will help you build out a successful Temporary Authority compliance program.

Please note that an updated version will be provided in mid-late December to include information learned from activity leading up to and subsequent to the effective date of November 24th

Developed by:

  • Haydn J. Richards, Jr., Partner, Bradley Arant Boult Cummings, LLP
  • Bob Niemi, CMB, Senior Advisor, Bradley Arant Boult Cummings, LLP

Chapters include:

  • Background and Summary of the Federal Law
  • SAFE Act Modifications
  • Practice Tips for Successful Compliance Management
  • Summary of Compliance Implications
  • Practical Questions and Answers to Common Issues
  • Risks Presented by Temporary Authority
  • Appendix of Resources
  • Model Draft Policies and Procedures
  •  

Notes

*** MBA Compliance Essentials guides are available in electronic format only.

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