RC_RC_GO_100.1 Introduction to Regulatory Compliance

Member Price: $49.00

Nonmember Price: $79.00

Product Code: DL2-011297-WC-W

Purchase

This is a single-family/residential course.

The Introduction to Regulatory Compliance course introduces foundational information that a regulatory compliance professional needs to be successful in his or her role in a mortgage lender's compliance function.

The course discusses the compliance function and day-to-day responsibilities of the regulatory compliance group within a mortgage lending operation. Next, the course defines the legal terms used in regulatory compliance, such as law, statute, regulation, rulemaking, and more. It explains how regulations are created and identifies the key regulatory agencies. The course concludes by identifying the main categories of issues regulated by mortgage lending laws and presenting useful regulatory compliance resources.

Topics:

  • The Need for Regulatory Compliance
  • Compliance Management System
  • The Compliance Function
  • Lexicon of Law
  • Rulemaking
  • Regulators
  • Categories of Mortgage Lending Laws
  • Regulatory Compliance Resources

    Seat time approximately one (1) hour.

    Copyright 2017.

  • Notes

    This is a self-paced, self-study course. Enroll anytime and take up to 12 months to complete the course.

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