RC_RC_GO_403.1 Reviewing Business Processes for Compliance Professionals
This course follows the review of a marketing piece, using a case study, to consider reviewing business processes more broadly. The course provides guidance on several specific questions involved with advertising and marketing compliance in the review of the case study; and, through the progression of the case study, discusses best practices for building an effective compliance management system.
In Reviewing Business Processes for Compliance Professionals, the learner follows the review of one particular advertisement from 1.) initial assessment, through 2.) assessing scope and taking action, to 3.) a discussion of an expanded scope for the review, to 4.) a final consideration of incorporating the lessons learned into processes, policies, and procedures.
This is a single-family/residential course.
- Advertising Review - Initial Assessment
- Assessing Scope of Review and Taking Corrective Actions
- Following Through on Expanded Scope - MSAs
- Strengthening the Compliance Management System (CMS)
Seat time approximately 1.5 hours.